Annual Report 2019

STATEMENT OF COMPLIANCE (SECTION 75 (3) OF THE FINANCIAL REPORTING ACT) Name of PIE: CIM Financial Services Ltd Reporting Period: FINANCIAL YEAR 2018-2019 CIM Financial Services Ltd is a public interest entity and is, as such, required to adopt corporate governance principles in accordance with the National Code of Corporate Governance (2016) (the ‘Code’). Throughout the year ended 30 September 2019, to the best of the Board’s knowledge, CIM Financial Services Ltd has complied with the principles of the Code. Cim Financial Services Ltd has applied all the principles set out in the Code and explained how these principles have been applied. SIGNED BY: Colin Taylor Mark van Beuningen Chairman Executive Director and Group Chief Executive Officer 12 December 2019 12 December 2019 CIM FINANCIAL SERVICES LTD / ANNUAL REPORT 2019 57